Litigation Attorney in Charlotte, NC

Company Name:
Litigation Attorney
The candidate responds to regulatory inquiries and conducts internal investigations primarily for the Global Wealth and Investment Management businesses. Provides general legal counsel to GWIM businesses. Prepares legal contracts and documents under the direction of more senior attorneys. Conducts legal research. Responds to inquiries from Federal and State regulators, including conducting factual investigation, analysis and legal research, drafting responses, preparing and representing employees at testimony before regulators, negotiating regulatory matters on behalf of the firm, managing outside counsel, and interfacing with the business. Conducts internal investigations, including performing factual investigation, analysis and legal research, interviewing employees, recommending employment decisions, identifying risks to the firm and swiftly proposing and implementing remedial measures, managing outside counsel, and interfacing with the business. Analyzes and advises the business on pertinent laws, regulations and firm's policies, procedures and systems in order to minimize risk to the firm and to drive profitable and sustainable business growth. Provides advice and collaborates with support partners such as Compliance, Risk, Legal, Audit, Media Relations, Registration, and Human Resources. Must have 5+ years of experience since admission to the Bar.
Application Deadline: May 10, 2014.

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